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Drug Establishments Must Use eCTD Format for U.S. FDA Drug Master File (DMF) Submissions Beginning May 5, 2018

*Update: In January 2019, FDA extended the eCTD compliance date for Type III DMFs to May 5, 2020.


Beginning May 5, 2018, the U.S. Food and Drug Administration (FDA) will require electronic common technical document (eCTD) format for all new Drug Master File (DMF) submissions, including reports and amendments.  FDA states that it will reject DMF submissions not in eCTD format following this deadline.

What is eCTD?

eCTD is currently FDA’s standard submission format for new drug applications (NDAs), investigational new drug applications (INDs), abbreviated new drug applications (ANDAs), and certain biologics license applications (BLAs).  FDA states that DMFs are typically submissions to these applications and, as such, are subject to electronic submission required by section 745A(a) of the Federal Food, Drug, and Cosmetic (FD&C) Act.

After the deadline, FDA will require users to submit DMFs in the eCTD version supported by the FDA Data Standards Catalog.  Additionally, an April 2017 FDA guidance document establishes technical specifications for aspects such as submission structure, file formats and versions of submission components, and required locations for datasets and study information.

Existing DMFs that are not in eCTD format, including those in paper form, do not require resubmission; however, additional submissions such as annual reports, supplements, and amendments to these DMFs must be submitted through ESG in eCTD.  Existing paper DMFs voluntarily converted to eCTD will retain their current DMF number.  Companies typically convert their existing paper DMFs to eCTD to expedite the review process of a NDA or ANDA that references the DMF.

How Do I Send an eCTD Submission?

eCTD submissions 10GB or smaller must be sent through FDA’s Electronic Submissions Gateway (ESG).  Prior to accessing ESG, a user must request an application number from FDA, register for an ESG account, and configure their computer to communicate with the gateway.  FDA advises users to perform a series of tests prior to submission.  The process for ESG access may require several weeks.

Alternatively, you can make the process quick and easy by having a Regulatory Specialist, such as Registrar Corp, convert your DMF submissions to eCTD format and submit them to FDA through ESG.  For more information, contact us by phone at +1-757-224-0177 or chat with a Regulatory Advisor 24 hours a day: regstaging.wpengine.com/livehelp.

FDA Removed Nearly 10% of Medical Device Establishments from its Registration Database

The U.S. Food and Drug Administration (FDA) removed 2,546 medical device establishments from its active registration database.  As of February 19, 2018, the FDA database contained 24,578 registered establishments, compared to 27,124 registered establishments on February 2, 2018.

Why Were These Registrations Removed?

Establishments are typically removed due to failure to renew their annual FDA registrations.  FDA requires medical device establishments to renew their registrations between October 1 and December 31 of each year.  Within two or three months, FDA typically removes any establishments that do not properly renew.

Establishments located outside of the United States must designate a U.S. Agent for FDA communication as part of their annual registration.  During the recently passed renewal period, listed U.S. Agents were required to confirm their designation with FDA.  If a U.S. Agent failed to confirm their designation, FDA did not consider the establishment’s registration complete.

Marketing a medical device in the United States without a valid FDA registration is a prohibited act that may result in detention or refusal of shipments and other FDA enforcement actions.  Many establishments do not realize that their FDA medical device registration is invalid until their shipments are detained.

Registrar Corp can verify that your FDA medical device registration is valid for 2018 at no cost. Simply complete the form below.  For questions or assistance with FDA medical device regulations, call: +1-757-224-0177 or chat with a Regulatory Advisor 24/7: regstaging.wpengine.com/livehelp

Verify your FDA Registration:

Sellers of Laser Products Must Have A FDA Accession Number

Online vendors such as Amazon require documentation of a U.S. Food and Drug Administration (FDA) accession number for certain laser products sold through their online platforms.  An accession number is a unique identifier that FDA uses to track reports from specific models of radiation-emitting electronic devices (RED).  FDA requires manufacturers of certain RED products to have an accession number for their product prior to marketing it in the United States.

How Do I Get an Accession Number for my Laser Product?

In order to obtain an accession number, FDA requires manufacturers of most laser products to submit a product report consisting of numerous aspects including:

  • Identifying information for the product and manufacturer
  • Information on components and accessories, as well as functions and uses that may affect the product’s radiation emissions
  • Measures taken to control levels of radiation in the product
  • Warning statements and instructions for use related to the product’s radiation safety

After a manufacturer submits a report, FDA issues an acknowledgement letter containing the product’s accession number.  The letter does not constitute FDA approval of the device.

When a business has an accession number for a laser product, FDA further requires annual reporting for the product to be submitted by September 1st of each year.  Among other aspects, annual reports must contain a description of quality control procedures for the device, as well as test results and copies of communications relating to radiation safety of the device.

FDA reporting requirements apply to most laser products a business may want to sell through online vendors.  Even products as seemingly harmless as spinning tops with laser lights and laser cat toys are subject to reporting.  Failure to report may not only prohibit the sale of your product through Amazon and similar platforms, but may also result in detention of your shipments at the U.S. border.

For companies considering selling laser products through Amazon, Registrar Corp’s Regulatory Specialists can help determine the specific requirements for your product and facilitate reports with FDA.  If you are located outside of the United States, Registrar Corp can also serve as your U.S. Agent for Service of Process.  Simply complete the form below or call us at +1-757-224-0177.  Alternatively, you can chat with a Regulatory Advisor 24/7 at regstaging.wpengine.com/livehelp.

FDA Issues Guidance on Medical Device Accessories

Medical device manufacturers commonly question whether the U.S. Food and Drug Administration (FDA) considers their product a medical device “component” or “accessory.”  Given that accessories can be classified separately from the parent devices they function with, the distinction is important.  In December, FDA issued a guidance on accessory classification policy that helps clarify this distinction.

Component or Accessory?  What is the Difference?

CFR 21 820.3(c) defines a “component” as “any raw material, substance, piece, part, software, firmware, labeling, or assembly which is intended to be included as part of the finished, packaged, and labeled device.”  For example, a stethoscope contains multiple parts, including a diaphragm, bell, and tubing.  When packaged in whole with the stethoscope, these parts would be considered medical device components that comprise a finished medical device.

In contrast, FDA clarifies that an “accessory” is a separate, finished device intended to “support, supplement, and/or augment the performance” of at least one parent device.  Accessories might be marketed individually for use with a specific device type and may be a different class than their parent device.

For instance, an endoscope, which is used to examine a patient’s internal organs, receives its own medical device classification.  An individually marketed endoscopic snare may be attached in order to remove harmful objects from a patient during endoscopy.  Because the snare is marketed for intended use with a parent device and it supplements the parent device by adding functionality, the device would likely be considered an accessory.

Likewise, cushions for motorized wheelchairs are often marketed separately with the intent to address specific physiological concerns of the device user.  The cushion augments the parent device by improving convenience for the device user.  While the motorized wheelchair may be a class II device, the cushion may present lower risk when used with the parent device.  Dependent on FDA’s assessment of this risk, the cushion might be considered a class I medical device accessory, subject to different requirements than its parent.

FDA’s New Accessory Classification Process

FDA generally determines classification of accessories in one of two ways.  An accessory may be included in the same classification as its parent device through 510(k) Premarket Notification, Premarket Application, or express inclusion in the classification regulation of the parent device. Other cases may involve the issuance of a separate classification regulation when FDA considers an accessory to have a different level of risk than its parent device.

The FDA Reauthorization Act of 2017 allows for the classification of accessories based upon the level of risk posed when used as intended and the level of regulatory controls necessary to provide reasonable assurance of safety and effectiveness.  Manufacturers may now submit an Accessory Classification Request to FDA to receive appropriate classification of their device accessory.  An Accessory Classification Request includes a proposal to FDA that, among other aspects, identifies the accessory, the proposed class of the accessory, and the necessary information to establish the risk the accessory poses.

Medical device classification serves an important role in deciding a device’s FDA requirements, such as the premarket processes it may be subject to or when it is required to comply with certain regulations.  Lower device classes may even receive exemption from certain premarket requirements.

For proper accessory classification, Registrar Corp’s Regulatory Specialists can guide you through compiling the documentation required for a FDA Accessory Classification Request.  Additionally, if you manufacture an accessory and would like to preserve trade secrets from the manufacturer of the parent device, we can assist in the submission of a Medical Device Master File to FDA.  For more information, call us at +1-757-224-0177 or chat with a Regulatory Advisor 24/7 at regstaging.wpengine.com/livehelp.

FDA Removes Expired Drug Establishment Registrations and Uncertified Listings from its Database

On January 2, 2018, the U.S. Food and Drug Administration (FDA) removed all drug establishments that did not renew their FDA registrations for 2018 from its active registration database. The Agency also removed all uncertified drug product listings from publication.

  • FDA removed 1,256 of the 10,496 drug establishments in FDA’s database as of December 31, 2017 (12%)
  • FDA removed 30,786 of the 118,255 drugs listed in FDA’s database as of December 31, 2017 (26%)

Companies that would like to verify that their drug establishment registrations or drug product listings are active with FDA can do so at no cost using the following links:

Verify a Drug Establishment RegistrationVerify a Drug Product Listing

Annual FDA Drug Establishment Registration

FDA requires registered drug establishments to renew their registrations between October 1 and December 31 each year.  Those that fail to renew by the deadline are removed from FDA’s database, and drugs manufactured in unregistered facilities are considered misbranded.  Marketing misbranded drugs in the USA is a prohibited act that may be met with seizure and injunction.

Registrar Corp can verify whether your registration was properly renewed at no cost.  Verify your registration now.

New “Blanket No Change Certification” Requirements for Drug Product Listings

FDA requires drug establishments to report any changes to product listings in June and December each year.  Until recently, unchanged listings required no action.  FDA introduced a change for the 2017 renewal period requiring registered drug establishments to submit a “blanket no change certification” in structured product labeling (SPL) format for all drug listings that required no updates within the year.  Unchanged listings that were not properly certified during the 2017 renewal period were removed from publication, making it a prohibited act for those products to be marketed in the USA.

Registrar Corp can verify whether your listings are currently on file with FDA at no cost.  Verify your listings now.

Registrar Corp is a U.S. FDA consulting firm that helps drug establishments comply with FDA regulations.  Registrar Corp assists with FDA registration, drug product listings, drug labeling, drug master files (DMFs), and more.  For questions or assistance, visit regstaging.wpengine.com, call +1-757-224-0177, or chat with a Regulatory Advisor 24-hours a day at regstaging.wpengine.com/livehelp.

This article was originally published as a press release.

How to Create Your Food Safety Certification Project Plan

Having a detailed project plan in place at the beginning of your SQF/FSSC 22000 or ISO 22000 project will help you meet your goals efficiently and keep the project on track for a successful completion.
A good project plan will include

  • Your overall goal
  • tasks to be completed
  • responsibilities
  • timeline
  • training plan

We recommend using the results of your Gap Analysis to prepare your plan. Let’s look at each section in more detail…


Tasks to be Completed

Every company is at a different stage in their food safety management. Your task list will be unique, and depend on what your current practices are. Develop a task list for each required process by doing a gap analysis. (more detail below)


Responsibilities

A good way to organize and assign responsibilities is by process. Assign a small team to work on each process. The team will be responsible for making any changes to bring the process into compliance, based on the gap analysis and task list. Once completed, they will develop the procedure and any other required documentation. 


Timeline

Once you have the task lists developed, and the teams identified layout the timeline. Not all the teams have to start at one time; some key people may be on multiple teams. Determine how long a each team will have to work depending on the task list. Spread the teams out over the time line. See more detail and examples in our Free SQF or FSSC 22000 Quick Start Guide.  There is also a detailed project plan template included in our Templates Packages.


Training Requirements & Plan

What knowledge do those involved in the project need? Identify what training people need to accomplish their assigned tasks.

Project Manager/SQF Practitioner

SQF / FSSC 22000 / ISO 22000 Complete Training Package. Equip your leader with the knowledge and tools they need to lead a successful project. Includes training on the requirements, implementation guidance, templates and checklists.

HACCP/Food Safety Team

Introduction to SQF / Introduction to FSSC 22000 / Introduction to ISO 22000

and

SQF Food Safety Fundamentals / FSSC 22000 Prerequisite Programs / ISO 22000 Prerequisite Programs

Internal Audit Team

SQF / FSSC 22000 / ISO 22000 Internal Auditor Training

Employees

GMP Training


How can I use the information from the Gap Analysis for my project plan?

Free Gap Analysis Online Tutorial
Evaluate the information from the Gap Analysis. For each process, determine whether:

  • The process is documented and meets the requirements
  • The process is documented but needs modifications to become compliant with the standard requirements
  • The process meets requirements but must be documented 
  • The process does not meet requirements and must be documented
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FDA has cancelled thousands of registrations that were not properly renewed or did not include
an accurate Unique Facility Identifier (UFI). If you need immediate assistance, Registrar Corp can help.

Notice: Medical Device and Drug establishments that did not renew their FDA registrations in   must re-register.


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FDA-registered facilities must renew their registrations by December 31,  

Medical Device and Drug establishments must renew their registrations by December 31,  

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Reminder

The U.S. Food and Drug Administration (FDA) requires that all registered food, medical device, and drug facilities renew their FDA registration between October 1 and December 31,

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Notice

The U.S. FDA Registration Renewal period CLOSED on December 31,

If you did not renew by the deadline, you must re-register with FDA.

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